Week in Review

April 5, 2010

SEC May Put Cap on Derivatives Exposure, Fidelity to Advertise on iPad, Rep-as-Adviser SMAs Up 29% Since 2007, Technology Advances UMAs for High-Net-Worth, Fidelity Helps RIAs and B/Ds With Cost-Basis Reporting, and Fiduciary Standard Seen Solidifying Client Relations.

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