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11/14/2011

Past Issues

Regulation & Compliance

Floating NAV Floats No Boats

SEC Now Looking at Capital Buffers, Floating NAV for Money Funds

Sales & Marketing

Wholesaling Still All About Relationships

Personal Relationships - Not Social Media - Still Key for Majority of Brokers, Financial Advisers

O'Hanley Sees No End to Flight From Equities

At Deadline

Ops & Tech

Doing More with Less - Exception-Based Processing

Much of Fund Accounting is Done Manually. Firms Now Need Systematic Processes.

Cutting Out the Custodian Bank

Funds Look to Coordinate Directly on Securities Lending

Editor's Desk

And Now For Some Good News ...

A Number of Major Corporations Have Hired Thousands Recently

Executive Moves

Graham Named President of Mirae Asset Discovery

Executive Moves