Sign up today and take advantage of member-only content — the kind of timely, cutting edge industry insight that only Money Management Executive can deliver.
  • Exclusive Online Only Content
  • Free Daily Email News Alerts
  • Asset Management Blogs

With Federal Regulators

Janus Discussing Brokers

Janus Capital Group is telling the Securities and Exchange Commission about its relationships with brokers. One month after settling with the SEC for $226 million for its participation in improper trading, the Denver-based fund giant is helping the Commission figure out what role, if any, brokerages that sold Janus funds had in the scandal. The company revealed that only 5% of its assets under management are sold through brokers.

Copyright 2004 Thomson Media Inc. All Rights Reserved.