Sign up today and take advantage of member-only content — the kind of timely, cutting edge industry insight that only Money Management Executive can deliver.
  • Exclusive Online Only Content
  • Free Daily Email News Alerts
  • Asset Management Blogs

Regulators Outline SEC, CFTC Harmonization Plans

Proposals Would Create Joint Enforcement, Advisory and Training Efforts


By John Morgan

October 26, 2009

Following up on President Obama's mandate for change, regulators at the Securities and Exchange Commission and the Commodity Futures Trading Commission recently crafted a report that details their plans to harmonize the regulation of futures and securities. The 'Joint Report of the SEC and the CFTC on Harmonization of Regulation' offers specific recommendations to improve the cooperation and coordination between the two agencies, strengthen the agencies' oversight and enforcement, and enhance market efficiency and investor protection.

The full article is available to Money Management Executive subscribers only

SUBSCRIBE NOW!
Free Trial

Already a print subscriber? As a print subscriber, you are entitled to online access. Please click here to activate your account.

Related Items