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01/16/2012

Past Issues

Mutual Funds

PIMCO: Total Return ETF Takes Off March 1

Long-anticipated PIMCO TOtal Return ETF debuts.

BlackRock Lists Eight ETFs on BATS Market

At Deadline

Regulation & Compliance

Volcker Political Football: It's Just Starting

Debate on Capitol Hill over the Volcker Rule is just starting to heat up.

Advisors Do The SEC-State Registration Switch

Confusion is likely to ensure in the registration of mid-sized investment advisors with states instead of the SEC.

Sales & Marketing

Nuveen Income Microsite Zeros in on Yield

Nuveen income microsite educates advisers and investors alike on various sources of income investing.

Editor's Desk

Full Disclosure

The SEC is now concerned with disclosure of banks' EU exposure - and banks are pushing back.

Executive Moves

King Appointed Chair of Stable Value Association

Executive Moves