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Ops & Tech

SEC Doesn't 'Like' Facebook

- Will the recent SEC alert chill the use of social media by asset management firms? Or simply put it on ice?

Going Global, But Not Everywhere

- BNP Paribas' Patrick Colle's strategy for global growth.

What MF Global Should Teach Fund Managers

- Your collateral is only as safe as your futures trader's risk management system.

Adviser Tech Survey: Tablets Are What's Hot Now

- For financial advisers, the introduction of iPad over the past year has changed everything.

Good Intentions, Bad Results in Europe?

- Good MIFID, Bad MIFID

Houston, We Have a Problem: High Trading Costs in Flat Markets

- Commission savings programs can lower trading costs.

Execution Consulting: Quants Hold Hands

- Consultants partner with funds on best trading practices.

BYOD: Save Money, Gain Productivity

- Firms begin allowing personal devices to replace company-supplied computers and mobile phones.

Fund Managers Want To Correct Errors of Ways

- Fund Managers Want To Correct Errors of Ways

Cutting Out the Custodian Bank

- Funds Look to Coordinate Directly on Securities Lending

Doing More with Less - Exception-Based Processing

- Much of Fund Accounting is Done Manually. Firms Now Need Systematic Processes.

Ordering a System for Order Management

- A Roadmap to Selecting an Order Management System

Bye-Bye Spreadsheet: Best Practices for Tracking and Managing Payments to Distributors

- A Roundtable on Intermediary Payment, Sponsored by Access Data, a Broadridge Company

Failure to Communicate Isn't An Option

- Managed Account Overlay Managers Are Starting to Streamline Information

Marrying Scale With Boutique Service

- The World According to Citi's Neeraj Sahai

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