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Executive Moves

Putnam Recruits Carney for Global Marketing Post

October 9, 2008 - Previously Worked for Bank of America, Fidelity

Thain to Remain with BoA in Key Position

October 2, 2008 - Will Oversee Global Banking, Securities, Wealth Management Post-Merger

Hedge Fund Managers Face Pay Cut

September 29, 2008 - Poor Market Performance Hurts Bonuses

Krawcheck Leaves Citi Wealth Management

September 23, 2008 - Corbat Takes Over as CEO

Boston, New York Brace for Market Turmoil Aftermath

September 16, 2008 - Major Mutual Fund Hubs Worry About Job Losses

Curian Plans Big Expansion With 21 New Salespeople

September 15, 2008 - Total Sales Team Will Number 80

SEC’s Schonfeld Joins Gibson Dunn

September 12, 2008 - Will Co-Chair Securities Enforcement Practice

SEC Top Enforcement Attorney Leaving: Report

September 11, 2008 - Schonfeld Joining Private Law Firm

Financial Services Hiring Plans Extremely Weak

September 10, 2008 - Most Dismal Outlook in 16 Years

Janus Manager Julian Pick Leaving

September 9, 2008 - Co-Managed Two International Funds

Tuszynski Joins UMB Fund Services as SVP

September 8, 2008 - Will Also Serve as Director of Distribution Services

PIMCO Names El-Erian CEO

September 5, 2008 - Will Assume Full Responsibility When Co-CEO Thompson Retires

Pioneer Taps Stack as Growth Opportunities Fund Manager

September 5, 2008 - Specialist in Small- Mid-Cap Growth

NAVA Names Weatherford New CEO

August 25, 2008 - Insurance Association Commissioner Brings Regulatory Experience

Forward Management Hires Cusack as President

August 19, 2008 - Reid to Remain Chief Executive Officer