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Executive Moves

SEC to Add 33 Staffers in New York Office

March 3, 2010 - Additional enforcement and examinations staff are being added to better regulate hedge funds and brokerages.

UBS Wealth's Outflows Keep Rising

February 11, 2010 - The company blames outflows of $11.2 billion in the fourth quarter on departing advisers.

Hancock Names Boyle President

January 25, 2010 - He was promoted from president of the U.S. insurance division.

SEC Names Five Investigative Chiefs

January 13, 2010 - The SEC has also formed an Office of Market Intelligence to compile whistleblowing tips.

Finance Gains Jobs for First Time Since July 2007

January 11, 2010 - The sector netted 4,000 jobs in December.

SEC Names di Florio Director of Compliance

January 5, 2010 - He was previously a PricewaterhouseCoopers partner.

Merrill Veteran to Lead JHS Capital Advisors

December 23, 2009 - New firm is seeking experienced advisors.

Morgan Stanley Names New Prime Brokerage Chief

December 21, 2009 - Keller will take reigns as Mortimer heads to UBS.

Fidelity Names Lindman Asian Chief

December 18, 2009 - Former Prudential Asian chief will handle Fidelity operations in same area.

ING Financial Solutions Names New CEO

December 16, 2009 - Lynne Ford joins ING from Wachovia, Wells Fargo.

Wirehouses Continue Dominatance of HNW Space

December 4, 2009 - Clients are reluctant to make changes in an uncertain environment.

SEC Taps Hedge Fund Lawyer to Lead N.Y. Exam Group

November 4, 2009 - Champ of Chilton Investment is joining the agency.

Hedge Funds Are Hiring Again

August 27, 2009 - Early movers are snapping up best managers.

SEC Names Kroeker Chief Accountant

August 26, 2009 - Former Deloitte & Touche partner has served as acting chief accountant since January.

JPMorgan Picks Fortis Manager for Debt Team

August 26, 2009 - Bareau will lead emerging market debt unit.