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Governance

Justice Dept. Probes Lehman Collapse

October 9, 2008 - Subpoenas Examine Disclosures, Conversations with Putnam, Other Fund Cos.

Reserve Throws in the Towel

October 9, 2008 - Liquidates 18 Remaining Funds Soon After Applying for Treasury Guarantee

Putnam Recruits Carney for Global Marketing Post

October 9, 2008 - Previously Worked for Bank of America, Fidelity

Fitch Increases Fund of Hedge Fund Scrutiny

October 2, 2008 - Increased Investor Redemptions Could Dramatically Alter Risk

Primary Fund Plans $20B Distribution

September 30, 2008 - Payouts Will Begin Oct. 13

Funds Sign Up for Money Guarantee Program in Droves

September 30, 2008 - BlackRock, Dreyfus, Evergreen, Federated Among Those First to Sign Up

Evergreen’s Parent Wachovia to Purchase Lehman Debt in Money Funds

September 30, 2008 - Wachovia to Assume $494 Million in Lehman Debt

Private Equity Firms Acquire Neuberger Berman for $2.15 Billion

September 29, 2008 - Bain Capital, Hellman & Friedman to Hold Equal Shares

Hedge Fund Managers Face Pay Cut

September 29, 2008 - Poor Market Performance Hurts Bonuses

Royal Bank Covers Canadians Hurt By Reserve Fund

September 26, 2008 - Bank Commits Up to $35M to Cover Losses

Fed Eases Bank Investment Regulations

September 23, 2008 - Fed Loosens Bank Holding Company Act Restrictions

Krawcheck Leaves Citi Wealth Management

September 23, 2008 - Corbat Takes Over as CEO

SEC’s Schonfeld Joins Gibson Dunn

September 12, 2008 - Will Co-Chair Securities Enforcement Practice

Roth 401(k)s Gain Traction, Excessive Fees an Issue

September 5, 2008 - New Presidential Administration Will Undoubtedly Affect Popularity

PIMCO Names El-Erian CEO

September 5, 2008 - Will Assume Full Responsibility When Co-CEO Thompson Retires