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Regulation & Compliance

Regulators Fine Mortgage Co., Including Stakeholder Peter Lynch

October 10, 2008 - Faces $85,000 Fine

Justice Dept. Probes Lehman Collapse

October 9, 2008 - Subpoenas Examine Disclosures, Conversations with Putnam, Other Fund Cos.

Reserve Throws in the Towel

October 9, 2008 - Liquidates 18 Remaining Funds Soon After Applying for Treasury Guarantee

Canadians Want More Reaction to Global Crisis

October 9, 2008 - Despite World Slowdown, Canada Remains on Track for Growth

Fed to Buy up to $1.3 Trillion of Commercial Paper

October 7, 2008 - Government Currently Not Putting Any Cap on Amount to be Purchased

SEC to Rewrite Money Fund Rule 2a-7

October 7, 2008 - ‘Urgent Discussions’ Continue on Unfreezing Markets, Creation of Market Stability Regulator

House Passes Bailout Bill

October 3, 2008 - Heads to President Bush

Fitch Increases Fund of Hedge Fund Scrutiny

October 2, 2008 - Increased Investor Redemptions Could Dramatically Alter Risk

Primary Fund Plans $20B Distribution

September 30, 2008 - Payouts Will Begin Oct. 13

House Rejects Bailout Bill

September 29, 2008 - Dow Plummets 777 Points on News

Canadian Securities Regulators Review Money Market Funds

September 29, 2008 - Looking for Exposure to Devalued Assets

Treasury Opens Money Fund Guarantee Program

September 29, 2008 - Initial Trial Period to Last Only Three Months

SEC Announces Ameriprise $32M Fair Fund Distribution

September 26, 2008 - Related to 2005 Revenue-Sharing Case

Vanguard, Columbia Funds Stop Lending to Short Sellers

September 25, 2008 - Responding to Government Ban on Trading Practice

PIMCO’s Gross Offers to Help Feds Gauge Toxic Assets

September 25, 2008 - Says Firm in Position to Offer Services for Free