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Sales & Marketing

Closed Funds Should Consider Cutting 12b-1 Fees

August 27, 2008 - S&P Says Existence of Fees Seems Counterintuitive to Investors

Some Income-Generating Funds Have to Use Up Capital

August 27, 2008 - Payouts Also Not Guaranteed

New York A.G. Investigating Fidelity’s Links to Goldman

August 27, 2008 - Cuomo Wants to See if Firm Had Incentive to Sell Auction-Rate Securities

Credit Suisse Buys Stake in New York Firm

August 27, 2008 - Suisse Will Hold Majority Interest in Asset Management Finance Corp.

European Commission Eyes Harmonized Clearing

August 27, 2008 - Corporate Issuers Could Choose Central Securities Depository

Merging Mutual Funds, Annuities to Resonate With Retirees

August 26, 2008 - Advisers Looking for Packaged Solutions

ETF Industry Experiences Major ‘Hiccup’ at XShares

August 27, 2008 - Firm Closing 15 Specialized Healthcare ETFs

Emerging Market Hedge Fund Flows Up 60% From 1Q08

August 26, 2008 - But 2008 Total Flows on Downtrend

Firm Tells Retirees: ‘Don’t Fear 65’

August 25, 2008 - Symetra Financial Challenges Retirees to Be Fearless

Korean Regulator Weighs in on Lehman Interest

August 25, 2008 - Jun Kwang-woo Asks, 'Would You Get Married Just After One or Two Blind Dates?'

Vanguard Urges SEC to Support Ratings Agencies

August 24, 2008 - Brennan Says Changes to Rule 2a-7 Could Hurt Money Market Fund Investors

Regulators Take Aim at 'Senior Advisors'

August 24, 2008 - Many Believe Labels Can Be Misleading to Retirees

Private Equity Firms Set Their Sights on Asset Management

August 24, 2008 - Attracted to Margins, Scale, High-Net-Worth Customers

Chinese Mutual Fund Managers Wait and See

August 24, 2008 - 16 Funds Are On Hold

Money Market Funds Fall by $1.45B

August 24, 2008 - Tax-Exempt Retail Assets Rose $1.49B