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Executive Moves

News

SEC to Add 33 Staffers in New York Office

Additional enforcement and examinations staff are being added to better regulate hedge funds and brokerages.

UBS Wealth's Outflows Keep Rising

The company blames outflows of $11.2 billion in the fourth quarter on departing advisers.

Hancock Names Boyle President

He was promoted from president of the U.S. insurance division.

SEC Names Five Investigative Chiefs

The SEC has also formed an Office of Market Intelligence to compile whistleblowing tips.

Finance Gains Jobs for First Time Since July 2007

The sector netted 4,000 jobs in December.

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Articles

Executive Moves

Citi Names Sawhney Global Head of Funds, Hancock Selects Bieda to Direct Institutional Sales, Yepes Heads N.A. Sales For Man Investments, and Tabb Group Adds Rowady As Senior Research Analyst.

Executive Moves

UMB Promotes Macdonald and Outridge, DTCC Selects Gilly as VP For Wealth Management and Great-West Taps Thompson For Regional 401(k) Sales.

Executive Moves

PIMCO Taps Pickering as ETF Marketing Chief, F-Squared Forms Board to Focus on Retirement, and Feldman Becomes Baron's Head of Intermediary Sales.

Executive Moves

OppenheimerFunds Chair Murphy Joins Korn/Ferry, Baron Appoints Feldman Head of Intermediary Sales and a Non-Profit Specialist Joins MassMutual Retirement.

Executive Moves

Draper to Leave SocGen to Head ETFs at Credit Suisse, Goldman Taps McDermott To Head Institutional DC, Former Fidelity Manager Now With Sharon Merrill and BoA to Add 2,000 Advisers.

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