Portland, Maine-based Forum Investment Advisors has launched the Forum ETF Trust, a series trust designed for independent investment advisers to launch and operate actively managed exchange-traded funds ETFs.
Global asset managers are looking to get their investment data management house in order, according to a study released by DST Global Solutions.
The Depository Trust & Clearing Corporations Wealth Management Services division this week rolled out a shinier version of its Mutual Fund Profile Service II, DTCCs repository of databases allowing funds, broker/dealers and other distribution firms to automate and streamline the exchange of information regarding securities, participants and distributions.
Santa Fe, N.M.-based Thornburg Investment Management, a $87 billion asset manager, has established an office in London, first overseas office opened by U.S.-based TIM.
The TCW Group has expanded its distribution efforts in Europe and Asia, with the opening of new TCW offices in Paris and Hong Kong.
A new Portland, Ore.-based investment shop has bagged its first sub-advisory mandate courtesy of its affiliate.
Yes, it's that time of year again.
One year after the "untimely" death of Richard Aster, founder of Larkspur, Calif.-based Aster Capital Investment Management, the investment advisor is selling off its assets.
ING U.S. announced last week that the underwriters in its initial public offering have exercised their overallotment option to purchase approximately 9.8 million additional shares of ING U.S. from ING Group at the IPO price of $19.50 per share.
This was one initial public offering that NASDAQ executives sure didn't "like".