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Regulation & Compliance

News

Hedge Funds Miss Alibaba Rally, Forgoing Millions in Gains

The ill-timed Alibaba trades add to the hedge fund industry’s woes as some of its biggest and best-known firms lose assets amid souring investor sentiment.

Bill Gross Wins Access to Some Pimco Records in Bonus Suit

A state court judge handed a partial victory to Gross in his document quest, while also placing limits on the information that Pimco must turn over.

ETF Gold Mine Is Prize in CBOE's $3.2 Billion Bats Acquisition

Bats handles about a quarter of ETF trading volume in the U.S., giving CBOE a significant beachhead.

NICSA Recognizes Industry Leadership, Commitment and Innovation

The industry organization also recognized the innovative work of money management firms at the 14th annual NICSA/NOVA awards last week in Boston.

BlackRock, Vanguard Hail Regulatory Shift on Too-Big-to-Fail

The firms sent letters last week praising the Financial Stability Board for shifting its scrutiny of the industry to specific trading activities.

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