The ill-timed Alibaba trades add to the hedge fund industrys woes as some of its biggest and best-known firms lose assets amid souring investor sentiment.
A state court judge handed a partial victory to Gross in his document quest, while also placing limits on the information that Pimco must turn over.
Bats handles about a quarter of ETF trading volume in the U.S., giving CBOE a significant beachhead.
The industry organization also recognized the innovative work of money management firms at the 14th annual NICSA/NOVA awards last week in Boston.
The firms sent letters last week praising the Financial Stability Board for shifting its scrutiny of the industry to specific trading activities.